For full functionality of this site it is necessary to enable JavaScript. Here are the instructions how to enable JavaScript in your web browser.

Risk and Controls Matrix for SOX, Assurance and Internal Audit

Marna Steuart is Keynote speaker at Compliance Key. Ms. Steuart has been in the audit industry for over twenty years. Ms. Steuart began her career with a Big Four firm as an external auditor, then as an internal auditor in several different capacities within several different industries. Ms. Steuart obtained her Certified Fraud Examiner license in 2007 and was the main fraud investigator for five years at a large utility company. She was responsible for performing and updating the fraud risk assessment on an annual basis and conducting over fifty internal fraud investigations during her time a........

Read More

Overview

This webinar is created to equip young risk and compliance professionals with the skills necessary to prepare a Risk and Controls Matrix, including the following:

  • Discover the objectives, components and requirements of effective internal controls
  • Leveraging internal control frameworks to create a risk and controls matrix
  • Developing risk identification and management strategies to implement now
  • Learning how to design internal controls
  • Learning how to evaluate the design and operating effectiveness of internal controls

Why should you attend?

Whether you are planning a SOX engagement, or an internal audit, regulatory compliance requirements, or other separate evaluations, just where do you start with planning for the engagement? How do you complete the necessary risk and control documentation that you will need to successfully complete the engagement? Attend this webinar to learn more.

Areas Covered in the Session:

  • What information is needed to prepare the Risk and Controls Matrix?
  • What accompanying documents are required in order to prepare the Risk and Controls Matrix? 
  1. Process Narrative
  2. Process Flow Diagram
  • What are the elements contained in a Risk and Controls Matrix?
  • What is the process for preparing the Risk and Controls Matrix?
  • What is the final outcome of a completed Risk and Controls Matrix?
  • What happens next after you have completed the Risk and Controls Matrix?

Who can Benefit:

  • Beginning Internal Auditors
  • Compliance Professionals
  • Operational Risk professionals
  • Finance Professionals
  • Board Members
  • Internal Auditors
  • External Auditors
  • Audit Committee Members
  • Operational Risk Managers
  • Departmental Managers

Webinar Id: ISFMS005

Duration: 90 mins

Ratings:
No reviews yet!!

   

Refund Policy

Webinars of Marna Steuart
Performing Anti-Fraud Audits in Purchasing ...
Presenter: Marna Steuart

View Anytime
Price: $167
Status: Archived

Continuous Monitoring Projects in Purchasin...
Presenter: Marna Steuart

View Anytime
Price: $167
Status: Archived

Webinars of Finance
Business Writing for Results
Presenter: Audrey Halpern

View Anytime
Price: $167
Status: Archived

Habits of Great Leaders
Presenter: David Rohlander

View Anytime
Price: $167
Status: Archived


top
l